As valuations continue to rise across the industry, more firms are using compensation to invest in their top talent and ...

A portfolio with fewer moving parts is easier to oversee and simpler to document in case your loved ones or a financial ...

Todd Burkhalter has pleaded guilty to wire fraud after defrauding more than 2,000 investors out of $380 million in a Ponzi scheme ...

The founder of a Georgia-based financial advisory group pleaded guilty to wire fraud in a Ponzi scheme that bilked more than ...

HNWIs require strategic planning to preserve their wealth.

Artificial intelligence is transforming how travel advisors approach trip planning in 2026, offering powerful support for everything from destination exploration to risk anticipation. Yet while AI ...

Cambridge Investment Research, a national independent broker-dealer, has become a minority owner of The AmeriFlex Group, which will enable the firm to expand its succession planning tools for advisors ...

Americans working with a financial advisor average $132,000 in retirement savings, versus $62,000 for those without one. Those with advisors plan to retire at 64 compared to 66 for non-advised savers.

Through the partnership, Vanilla’s modern estate planning platform offers streamlined workflows, deeper client conversations, and planning confidence to Cetera advisors Vanilla, the trusted and modern ...

Financial planning is not just a numbers game: Today’s most effective financial advisors recognize that success with clients could lie at the intersection of emotional intelligence, often called EQ, ...

This is the 30th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...

Adam Hayes, Ph.D., CFA, is a financial writer with 15+ years Wall Street experience as a derivatives trader. Besides his extensive derivative trading expertise, Adam is an expert in economics and ...