SEC Form F-3: A Guide for Foreign Issuers

SEC Form F-3 allows foreign private issuers to register securities with the SEC. Learn about its qualifications, uses, and ...
JD Supra

EDGAR Next: Transition to the SEC's New Filing System Before the September Deadline

Earlier this year, the Securities and Exchange Commission (the “SEC”) introduced a new filing system, referred to as EDGAR Next, which establishes an authentication process for EDGAR filers seeking to ...
JD Supra

EDGAR Next: The Future of SEC Filings Is Here–Are You Ready?

Please note, for entity filers with more than a single member, it is expected that multiple individuals will obtain EDGAR access on behalf of the entity. This includes both internal members of the ...

SEC Form 11-K: Employee Stock Purchase and Savings Plans Reporting

SEC Form 11-K is filed annually with the SEC to report employee stock purchases and savings plans, offering crucial insights ...
The National Law Review

SEC to Expand Confidential Filing Privileges

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Bloomberg L.P.

Insider Trading on SEC Filings

The essential fact of insider trading is that there is a gap between when the insiders of a company know something and when it becomes public. The chief financial officer will get the draft earnings ...