The Dutch neobank had applied for a banking license in 2023 but withdrew that bid over a “difference of views” among the OCC, ...

Dutch online bank Bunq said on Monday that it had received a license to operate as a broker-dealer in the United States ...

IFSCA seeks public comments on amending its Capital Market Intermediaries Regulations, 2025. Key proposals include relaxing ...

Europe’s second-largest neobank, has been approved by FINRA to operate as a US broker-dealer – a move driven by users who live, work and invest across both Europe and the US. The approval marks bunq’s ...

Dutch digital bank Bunq has secured a U.S. broker-dealer licence, reviving its ambitions to enter the American market after last year’s failed attempt to ...

Dutch neobank Bunq has received a broker-dealer license from U.S. authorities, allowing its customers to invest in American ...

Crowdfund Insider is the leading news website covering the emerging global industry of disruptive finance including ...

Univest Securities, LLC (“Univest”), a member of FINRA and SIPC, and a full-service investment bank and securities broker-dealer firm based in New York, today announced the closing of a registered ...

(MENAFN- AETOSWire) (BUSINESS WIRE ) -- BitGo MENA FZE (“BitGo MENA”), the digital asset infrastructure company, announced that it has secured a Broker-Dealer licence from the Dubai Virtual Assets ...

Compare the Series 66 and 63 exams to see how they differ, who needs each license, and which one best fits your career path ...

The St. Louis-based financial services giant plans to sell its independent broker-dealer unit, which has about $9 billion in ...

Envestnet announces that registration is open for Envestnet Elevate 2026, scheduled for May 19-20, 2026 at the Phoenix Convention Center in Phoenix, AZ. More than 2,000 professionals from registered ...