Waverly Advisors has expanded its presence in Ohio with the acquisition of a registered investment advisory firm with a focus on tax planning.

UBS appears to be readying its pushback to the Swiss government's proposals to raise the firm's capitalization requirements, with the Zurich-based bank's chief financial officer emphasizing the ...

Waverly Advisors has expanded its presence in Ohio with the acquisition of a registered investment advisory firm with a focus on tax planning.

In its latest move to deregulate the crypto industry, the Securities and Exchange Commission has given a green light for securities exchanges to streamline the listing of exchange-traded products tied ...

J.P. Morgan Private Bank, the unit that caters to clients with at least $10 million, has rolled out a new suite of services developed by the firm's global family office practice that aims to go beyond ...

This story originally ran Tuesday as breaking news on Financial Advisor IQ.

Sanctuary Wealth has bolstered its network of independent practices with the addition of a former Morgan Stanley financial advisor.

Finding Allies Sometimes, creating opportunities requires enlisting support. Samantha Garcia, senior wealth advisor at Halbert Hargrove, recalled how some clients preferred hearing the same ...

Swiss lawmakers have put additional pressure on UBS to find a solution to the more stringent capital requirements currently being discussed, according to news reports.

Sanctuary Wealth has bolstered its network of independent practices with the addition of a former Morgan Stanley financial advisor.

Raymond James announced that it has added a financial advisor duo from Commonwealth Financial Network, where they had about $190 million in client assets. UBS has lost another high-producing financial ...

The Securities and Exchange Commission has asserted a fraud charge against a former financial advisor accused of starting his own registered investment advisory firm while still employed by another ...