Immigration forms and copies of pertinent documents for new hires must be maintained. Audit checklists may include questions about the use and storage of these records.

The first checklist a company needs is a list of the business functions that need to be audited. Every company should audit its management function to ensure that its business plans are sound and ...

Are your clients prepared for a 401 (k) plan audit? When the Employee Benefits Security Administration knocks on the door and starts requesting plan documents, financial records, account statements, ...

Training and culture are also part of audit readiness. An electronic Trial Master File encourages staff to think in terms of ...