Comply, the leading SaaS provider of regulatory compliance solutions and consulting for financial services firms, today announced investments in expanding its team of seasoned regulatory experts to ...

Amid the increased unpredictability of economic policies affecting the business landscape, the recent optimism about regulatory reforms and deregulation, expected to bring relief from the burden of ...

This blog explores the strategic importance of Target Operating Models (TOMs) in regulatory compliance and transformational change. Many people are aware that financial institutions are currently ...

Zapier reports on integrating AI into compliance workflows, emphasizing AI's role in supporting human judgment for tasks like ...

Generative AI (GenAI) has moved rapidly from experimentation into day-to-day use across many organizations. Over the past ...

Banks and other institutions are eager to make use of the technology to lighten their burden, but they should be careful in doing so. Regulatory compliance has always been a heavy lift for financial ...

State securities regulators have approved amendments to their model rule for broker/dealer conduct in order to match the federal standards in the SEC’s Regulation Best Interest, according to the North ...

Sam Altman, CEO of OpenAI, and Senator Ted Cruz, chairman of the Senate Commerce, Science and Transportation Committee, following a hearing in Washington, D.C. Yes, regulatory sandboxes can be a good ...

The typical narrative is that as time passes, digital regulation becomes more stringent. Accountability becomes a greater requirement as technology continues to advance and occupy a more meaningful ...

John Ellis is the President and Head of Product for Codethink, a world-class provider of critical, high-performance software projects. Trust isn’t built through audits—it’s built through discipline.