The big switch has begun. Morgan Stanley recently brought the first 10% of Smith Barney customer accounts over from their digital homes on Citigroup information systems. The 725,000 accounts were fed ...

Morgan Stanley agreed to pay $15 million to settle allegations that it failed to prevent and detect theft committed by four of its former financial advisors, the Securities and Exchange Commission ...

July 7, 2011— -- A few days ago, a friend of mine received several letters dated June 24, 2011 from Morgan Stanley Smith Barney, where he has kept brokerage accounts for himself and his children ...

Morgan Stanley Smith Barney is paying $5 million to investors harmed by misleading information provided through the firm’s retail wrap fee programs. According a Securities and Exchange Commission ...

Big wealth managers know that one of the best ways to hold on to advisory teams and assets under management is to make sure they have multiple business relationships with clients. A customer who has ...

A former client service administrator at Morgan Stanley was fined and suspended by the Financial Industry Regulatory Authority Inc. for fraudulently transferring a total of $108,680 out of a client's ...

A former Morgan Stanley broker and investment advisor has been barred from the securities industry for allegedly stealing more than $58,000 from four customer accounts, according to a Securities and ...