The European Securities and Markets Authority (ESMA) has published a report outlining its key takeaways from the 2025 call for evidence on the retail investor journey, particularly regulatory ...

Investment research spending in the United States has recovered since 2022, while European budgets remain largely unchanged, ...

The European Commission has adopted a Delegated Regulation supplementing Directive 2014/65/EU (MiFID II), with regard to regulatory ...

Crypto exchange Crypto.com said it bought AN Allnew Investments to gain a license allowing it to offer derivatives across the European Economic Area (EEA). The Markets in Financial Instruments ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

A quiet standoff is developing among asset managers in Europe that threatens to frustrate an effort to make the region’s struggling markets more competitive. More than seven years after MiFID II ...

“People are struggling with the categorizations of complex and non-complex instruments,” says Anders Malm, a partner with Stockholm-based law firm Oreum, which provides legal advice and services to ...

Crypto.com announced that it had secured a Markets in Financial Instruments Directive (MiFID) license after receiving approval of its acquisition of A.N. Allnew Investments Ltd from the Cyprus ...

Gemini, the crypto exchange founded by Cameron and Tyler Winklevoss, said it secured a MiFID II license from Malta allowing it to offer derivative products across the European Economic Area. The ...

The International Swaps and Derivatives Association (ISDA) will extend the reporting requirements covered under its Digital Regulatory Reporting (DRR) solution. The solution will now include the EU ...

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced its plans to add a Markets in Financial ...

Airwallex, a global financial platform for modern businesses, today announced it has received its Markets in Financial Instruments Directive (MiFID) licence from the Dutch Authority for the Financial ...