Shortly before announcing charges against TD Bank, DOJ issued important updates to the ECCP on September 23, 2024. The ECCP aids prosecutors in determining whether a company’s compliance program is up ...

Advertising is often central to a loan originator’s marketing plans. After all, if prospective borrowers cannot even find you when they need mortgage loans, there’s nothing left but word of mouth, ...

Banking is a heavily regulated industry in general, and marketing is no exception. Whether a bank is a small local business with a couple of branches or a national multi-state Fortune 100 company with ...

Asif Alam is Chief Executive Officer at Compliance.ai, a disruptive AI company combining natural language processing and expert insights. In an era defined by rapid technological advancement, the ...

There's a misconception that 'open banking' involves financial service providers opening their systems to allow anyone to view their customers' data. This is simply not true. In the previous article ...

Nearly 60% of the largest banks have changed chief compliance officers in the last three years, according to a recent study by an executive recruiting firm. Russell Reynolds Associates said that 59% ...